The volume and complexity of regulation can be overwhelming for many intermediary businesses. At Just, we’re keen to raise awareness of the various regulations and their impact on the retirement market. We work with independent experts such as compliance consultants Thistle, to help you understand what the regulations mean for your business.
The regulatory pages will be relevant to advisers, paraplanners, business owners and compliance professionals.
Click on the below tiles for featured adviser regulatory support or our Compliance Spotlight programme.
Ensure you bookmark this page as we’ll be regularly adding more insight.
PS17/12 - INFORMATION PROMPTS
Implemented 1 March 2018, more choice for customers means more opportunity for intermediaries.
It's not always obvious when a client may be vulnerable.
Explains regulatory themes and emerging risks.
Research papers from the regulator, our own experts and external consultants.